Financial Services

Imperial Capital's Financial Services Industry team has significant expertise and experience providing strategic advisory and capital raising services to middle market financial institutions. We understand the dynamic forces impacting the Financial Services industry including consolidation, the need for creative capital solutions and increased government oversight. Our ability to raise capital across the entire capital structure as well as our broad distribution capabilities with our institutional accounts, lending institutions and private equity funds make Imperial Capital a meaningful partner to our clients.

Our deep sector expertise is complemented by our ability to provide comprehensive solutions to our many clients, including capital raising (debt and equity), merger and acquisition advisory, and restructuring and recapitalization services. We specialize in the following Financial Services subsectors:

  • Banks and Thrifts
  • Business Development Companies ("BDCs")
  • Insurance
  • Investment Management
  • Specialty Finance

For further information on our Financial Services capabilities, please contact:

Christopher Shepard
Co-Head, Investment Banking
Head of Capital Markets
(310) 246-3752