Administrative Team

Executive Administration

Mark Martis

Chief Operating Officer
(310) 246-3674

Mark Martis is Chief Operating Officer of Imperial Capital. Mr. Martis joined Imperial Capital at its inception in 1997. Prior to joining Imperial Capital, Mr. Martis was Chief Operating Officer and Chief Financial Officer of Dabney/Resnick/Imperial, LLC. Previously, Mr. Martis served as a financial manager with TCW, Inc. whereby he was responsible for financial reporting of TCW's Emerging Markets group. Prior to TCW, Mr. Martis held the position of Audit Manager with Deloitte & Touche where he focused on the financial services industry. Mr. Martis earned his Bachelor of Arts in Business Administration from the University of Oklahoma. In addition, Mr. Martis is a Certified Public Accountant.

Harry Chung

Chief Financial Officer
(310) 246-3734

Harry Chung is Chief Financial Officer of Imperial Capital. Mr. Chung joined Imperial Capital in August 2008. Prior to Imperial Capital, Mr. Chung served as Managing Director & Chief Operating Officer of Finance with Jefferies and Company, Inc. from February 2008 to July 2008. From February 1997 until February 2008, he served in various positions of increasing responsibility at Jefferies, including as a Senior Vice President in corporate development which included acquisition of boutique investment banks as well as internal business planning, budgeting, and forecasting. Prior to Jefferies, Mr. Chung was in the Financial Services Audit practice of KPMG. Mr. Chung received a B. S. from the University of Illinois. In addition, Mr. Chung is a Certified Public Accountant.

Legal and Compliance

Todd Wiench

General Counsel, Chief Compliance Officer
(310) 246-3644

Gayle Grant

Senior Vice President, Assistant General Counsel
(212) 351-9709

Cathy Schafer

Senior Vice President, Compliance Officer
(310) 246-3796

Trade Settlements

Mark Martis

Chief Operating Officer
(310) 246-3674

Mark Martis is Chief Operating Officer of Imperial Capital. Mr. Martis joined Imperial Capital at its inception in 1997. Prior to joining Imperial Capital, Mr. Martis was Chief Operating Officer and Chief Financial Officer of Dabney/Resnick/Imperial, LLC. Previously, Mr. Martis served as a financial manager with TCW, Inc. whereby he was responsible for financial reporting of TCW's Emerging Markets group. Prior to TCW, Mr. Martis held the position of Audit Manager with Deloitte & Touche where he focused on the financial services industry. Mr. Martis earned his Bachelor of Arts in Business Administration from the University of Oklahoma. In addition, Mr. Martis is a Certified Public Accountant.

Gregg Poillucci

Senior Vice President
(310) 246-3786

Accounting

Harry Chung

Chief Financial Officer
(310) 246-3734

Harry Chung is Chief Financial Officer of Imperial Capital. Mr. Chung joined Imperial Capital in August 2008. Prior to Imperial Capital, Mr. Chung served as Managing Director & Chief Operating Officer of Finance with Jefferies and Company, Inc. from February 2008 to July 2008. From February 1997 until February 2008, he served in various positions of increasing responsibility at Jefferies, including as a Senior Vice President in corporate development which included acquisition of boutique investment banks as well as internal business planning, budgeting, and forecasting. Prior to Jefferies, Mr. Chung was in the Financial Services Audit practice of KPMG. Mr. Chung received a B. S. from the University of Illinois. In addition, Mr. Chung is a Certified Public Accountant.

Human Resources

Renee Fricks

Vice President